Pol-Effort Reporting Alignment with Annual Workload Agreements

2022年10月10日(星期一)09:32:07 GMT-0400(东部夏令时)

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University of Louisville

OFFICIAL
UNIVERSITY
ADMINISTRATIVE
POLICY

POLICY NAME

Effort Reporting Alignment with Annual Workload Agreements

EFFECTIVE DATE

December 1, 2006

POLICY APPLICABILITY

This policy applies to University administrators and faculty.

REASON FOR POLICY

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POLICY STATEMENT

Department chairs will ensure that each faculty member’s approved FWLA allocation of IBS to the categories of teaching, research, service, and other activities is adequately communicated and modified as necessary to align workload to committed effort. This would include notification to those individuals associated with the preparation of sponsored program proposal budgets and to those who establish the payroll distribution of committed effort to a related speedtype(s).

Faculty will compare their current FWLA allocations of IBS to the effort percentages resulting from the payroll distribution as presented on the University Effort Report. At minimum, this should occur semi-annually when required to certify effort.

The intended result is to ensure that the IBS distributed through payroll to sponsored programs reasonably reflects the effort expended on these projects and that the total allocation of effort on sponsored programs complies with the faculty member’s FWLA.

RESPONSIBILITIES

Deans and Department Heads will ensure that FWLAs reflect an appropriate allocation of IBS to sponsored programs and other university responsibilities and provide the FWLA and IBS information to those who administer payroll, prepare proposal budgets and assist faculty with effort report certification. Tools such as spreadsheets or a similar mechanism created to track workload, committed effort and payroll distribution for faculty members over a period of time may assist in determining whether a change in the FWLA is required and guard against over committing effort when a sponsored program is awarded.

The OSPA Compliance Core will require semi-annual certified Effort Reports for University employees expending effort on a federally sponsored award during the reporting timeframe.  

ADMINISTRATIVE AUTHORITY

Executive Vice President for Research and Innovation

RESPONSIBLE UNIVERSITY DEPARTMENT/DIVISION

Compliance and Operational Support Core
Office of Sponsored Programs Administration
J.D. Nichols Campus for Innovation and Entrepreneurship

HISTORY

Revision Date(s): November 1, 2016; April 8, 2020; April 16, 2021; July 25, 2022

Reviewed Date(s): March 1, 2010; November 1, 2016; April 8, 2020; April 16, 2021

The University Policy and Procedure Library is updated regularly. In order to ensure a printed copy of this document is current, please access it online at /policies.